Onboarding, E-Sub Docs & Operations

Guided onboarding workflows and e-sub docs for middle-office, operations and compliance teams combined with automated onboarding, document completion and digital execution for investors.

Software for investor onboarding, e-sub docs and compliance workflow management combined with guided investor onboarding & digital signing tools.  


Guided Investor Onboarding Experience


E-Subscription Documents & Automation


Set Up Custom Workflows for Investor Onboarding


Industry Standard Document Execution via Docusign Integration


Collaboration Tools for Investors, Fund Managers, Fund Admins & Legal Counsel


Investor KYC / AML Documents & Workflows


Regulatory Accreditation Checks


Compliance Controls & Records

Subscription Documents

E-Sub Docs for Seamless Subscriptions

  • Guided investor experience via Smart Forms through a series of complex subscription documents
  • Effortless digital subscriptions for investors as documents are pre-populated with investors’ details
  • Easily manage Q&A, request changes to responses from investors via comments workflows 
  • Integrated workflows for processing, checking and approving subscription documents across operations teams, legal counsel and fund admins


Allow Investors to Easily & Securely Execute Documents

  • Integrated E-Signature capabilities via DocuSign
  • Seamless signing workflow integrated into the guided smart forms completion experience 

KYC / AML Workflows

Easily onboard investors & perform AML checks

  • Capture investor details during the onboarding process
  • Allow investors to upload required KYC / AML documentation via the Investor Portal
  • Permit middle-office teams to review, flag and approve KYC / AML documents
  • Optional logins for your 3rd party service providers e.g. fund admins and legal counsel

Regulatory Compliance

Investor accreditation & marketing compliance

  • Configure regulatory accreditation user journeys based investor country, investor categories (e.g. MiFID Professional Investor in the E.U. and Qualified Purchasers in the USA)
  • Set restrictions for excluded countries & investor types
  • Maintain regulatory records of marketing compliance

See Our Software In Action

Book a Demo